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SCHWAB CHARLES CORP — Director's Dealing 2014
Jan 30, 2014
10451_dirs_2014-01-30_5853e608-b2f5-4fb5-91c9-11a9ab56a64c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2014-01-28
Reporting Person: SCHWAB CHARLES R (Director, Chairman, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-01-28 | Common Stock | S | 500000.0000 | $25.1179 | Disposed | 117326242.0000 | Indirect |
| 2014-01-29 | Common Stock | S | 500000.0000 | $24.8561 | Disposed | 116826242.0000 | Indirect |
| 2014-01-30 | Common Stock | S | 500000.0000 | $25.1600 | Disposed | 116326242.0000 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1325250.0000 | Direct |
| Common Stock | 44025.0000 | Indirect |
| Common Stock | 38537941.0000 | Indirect |
| Common Stock | 5601465.3300 | Indirect |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $24.82 to $25.32. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: This transaction was executed in multiple trades at prices ranging from $24.63 to $25.13. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $24.875 to $25.35. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.