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SCHWAB CHARLES CORP — Director's Dealing 2014
Feb 5, 2014
10451_dirs_2014-02-05_5792d6fd-c296-484a-b849-07c8d25f8b7e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2014-02-04
Reporting Person: SCHWAB CHARLES R (Director, Chairman, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-02-04 | Common Stock | S | 100000.0000 | $24.1441 | Disposed | 38437941.0000 | Indirect |
| 2014-02-05 | Common Stock | S | 150000.0000 | $23.9388 | Disposed | 38287941.0000 | Indirect |
| 2014-02-03 | Common Stock | G | 39255.0000 | $0.0000 | Disposed | 116286987.0000 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1325250.0000 | Direct |
| Common Stock | 44025.0000 | Indirect |
| Common Stock | 5601465.3300 | Indirect |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $24.08 to $24.21. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: This transaction was executed in multiple trades at prices ranging from $23.75 to $24.08. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.