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SCHWAB CHARLES CORP — Director's Dealing 2014
Nov 7, 2014
10451_dirs_2014-11-07_54b06b8e-b493-40b4-8a2b-653e6c7dc05e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2014-11-05
Reporting Person: SCHWAB CHARLES R (Director, Chairman, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-11-05 | Common Stock | S | 100000.0000 | $28.7102 | Disposed | 113483962.0000 | Indirect |
| 2014-11-06 | Common Stock | S | 150000.0000 | $28.8446 | Disposed | 113333962.0000 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 675480.0000 | Direct |
| Common Stock | 44025.0000 | Indirect |
| Common Stock | 36637941.0000 | Indirect |
| Common Stock | 5316215.3300 | Indirect |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $28.645 to $28.79. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: This transaction was executed in multiple trades at prices ranging from $28.51 to $29.07. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.