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SCHWAB CHARLES CORP — Director's Dealing 2014
Nov 20, 2014
10451_dirs_2014-11-20_b30a0329-9fe7-4865-b66f-38ddd0f80a89.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2014-11-18
Reporting Person: SCHWAB CHARLES R (Director, Chairman, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-11-18 | Common Stock | S | 250000.0000 | $28.8130 | Disposed | 35387941.0000 | Indirect |
| 2014-11-19 | Common Stock | S | 375000.0000 | $28.4667 | Disposed | 35012941.0000 | Indirect |
| 2014-11-20 | Common Stock | S | 375000.0000 | $28.3474 | Disposed | 34637941.0000 | Indirect |
| 2014-11-19 | Common Stock | G | 1085000.0000 | $0.0000 | Disposed | 112231462.0000 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 675480.0000 | Direct |
| Common Stock | 44025.0000 | Indirect |
| Common Stock | 5316215.3300 | Indirect |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $28.705 to $28.89. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: This transaction was executed in multiple trades at prices ranging from $28.28 to $28.71. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $28.06 to $28.48. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.