AI assistant
SCHWAB CHARLES CORP — Director's Dealing 2014
Oct 22, 2014
10451_dirs_2014-10-22_06129f25-9299-4c26-9dbe-362dc0b83bb2.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2014-10-21
Reporting Person: SCHWAB CHARLES R (Director, Chairman, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-10-21 | Common Stock | S | 250000.0000 | $26.4435 | Disposed | 37887941.0000 | Indirect |
| 2014-10-22 | Common Stock | S | 250000.0000 | $26.2448 | Disposed | 37637941.0000 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 659448.0000 | Direct |
| Common Stock | 44025.0000 | Indirect |
| Common Stock | 5316215.3300 | Indirect |
| Common Stock | 113833962.0000 | Indirect |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $26.325 to $26.55. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: This transaction was executed in multiple trades at prices ranging from $25.995 to $26.62. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.