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SCHWAB CHARLES CORP — Director's Dealing 2014
Mar 21, 2014
10451_dirs_2014-03-21_2829ebfb-0878-4729-b0ea-e785ef7fc9a3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2014-03-19
Reporting Person: Dwyer Carrie E (EVP and General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-03-19 | Common Stock | M | 9687.0000 | $18.6600 | Acquired | 102404.0000 | Indirect |
| 2014-03-19 | Common Stock | S | 9687.0000 | $27.3475 | Disposed | 92717.0000 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-03-19 | Nonqualified Stock Option (right to buy) | $18.6600 | M | 9687.0000 | Disposed | 2021-03-01 | Common Stock (9687.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1233.2920 | Indirect |
| Common Stock | 8805.0000 | Indirect |
| Common Stock | 8805.0000 | Indirect |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 19, 2014.
F2: This transaction was executed in multiple trades at prices ranging from $27.34 to $27.365. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
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