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SCHWAB CHARLES CORP — Director's Dealing 2014
Apr 28, 2014
10451_dirs_2014-04-28_2c856145-50a2-4704-80e6-349b1824c767.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2014-04-23
Reporting Person: Brown Jeffrey T (SVP and Acting General Counsel)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 24689.0000 | Direct |
| Common Stock | 1613.4090 | Indirect |
| Common Stock | 2497.0000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Nonqualified Stock Option (right to buy) | $11.7500 | 2021-11-01 | Common Stock (26659.0000) | Direct | |
| Nonqualified Stock Option (right to buy) | $12.6600 | 2019-02-17 | Common Stock (12500.0000) | Direct | |
| Nonqualified Stock Option (right to buy) | $13.6400 | 2022-11-01 | Common Stock (22500.0000) | Direct | |
| Nonqualified Stock Option (right to buy) | $15.4300 | 2020-11-01 | Common Stock (29830.0000) | Direct | |
| Nonqualified Stock Option (right to buy) | $17.3800 | 2019-11-02 | Common Stock (14918.0000) | Direct | |
| Nonqualified Stock Option (right to buy) | $19.3600 | 2018-11-03 | Common Stock (21127.0000) | Direct | |
| Nonqualified Stock Option (right to buy) | $23.3295 | 2014-11-01 | Common Stock (22981.0000) | Direct |
Footnotes
F1: The option was granted under the company's 2004 Stock Incentive Plan and vested or vests in four equal annual installments beginning on the first anniversary of the grant date.
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