AI assistant
Sending…
SCHWAB CHARLES CORP — Director's Dealing 2014
Aug 27, 2014
10451_dirs_2014-08-27_f4b7c8f8-5931-45f0-aff2-581a2fc1a111.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2014-08-25
Reporting Person: Clark Bernard J. (EVP - Advisor Services)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-08-25 | Common Stock | M | 26115.0000 | $23.3295 | Acquired | 115920.7247 | Indirect |
| 2014-08-25 | Common Stock | S | 26115.0000 | $28.9751 | Disposed | 89805.7247 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-08-25 | Nonqualified Stock Option (right to buy) | $23.3295 | M | 26115.0000 | Disposed | 2014-11-01 | Common Stock (26115.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2289.0000 | Direct |
| Common Stock | 3339.9080 | Indirect |
| Common Stock | 602.1610 | Indirect |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $28.94 to $29.00. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
More from SCHWAB CHARLES CORP
Share Issue/Capital Change
2026
Jun 1
Declaration of Voting Results & Voting Rights Announcements
2026
May 22
Capital/Financing Update
2026
May 21
Capital/Financing Update
2026
May 20
Capital/Financing Update
2026
May 18
Capital/Financing Update
2026
May 18
Interim / Quarterly Report
2026
May 8
Major Shareholding Notification
2026
Apr 29
Capital/Financing Update
2026
Apr 22
Capital/Financing Update
2026
Apr 22