AI assistant
SCHWAB CHARLES CORP — Director's Dealing 2014
Nov 12, 2014
10451_dirs_2014-11-12_939f38df-3ae0-47f0-a0f4-c5d96e566c5d.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2014-11-10
Reporting Person: SCHWAB CHARLES R (Director, Chairman, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-11-10 | Common Stock | S | 100000.0000 | $28.8644 | Disposed | 36537941.0000 | Indirect |
| 2014-11-11 | Common Stock | S | 200000.0000 | $28.9767 | Disposed | 36337941.0000 | Indirect |
| 2014-11-12 | Common Stock | S | 200000.0000 | $28.8491 | Disposed | 36137941.0000 | Indirect |
| 2014-11-10 | Common Stock | G | 17500.0000 | $0.0000 | Disposed | 113316462.0000 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 675480.0000 | Direct |
| Common Stock | 44025.0000 | Indirect |
| Common Stock | 5316215.3300 | Indirect |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $28.72 to $28.95. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: This transaction was executed in multiple trades at prices ranging from $28.85 to $29.14. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $28.67 to $28.95. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.