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SCHWAB CHARLES CORP Director's Dealing 2014

Nov 5, 2014

10451_dirs_2014-11-05_cb60bc1d-6f02-4531-8e65-71c6803ccc25.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2014-11-03

Reporting Person: McCool James D (EVP - Client Solutions)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-11-03 Common Stock M 7483.0000 $28.5900 Acquired 92387.7653 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-11-03 Nonqualified Stock Option (right to buy) $28.4400 A 31173.0000 Acquired 2024-11-03 Common Stock (31173.0000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 29197.4030 Indirect
Common Stock 5274.2660 Indirect

Footnotes

F1: Shares acquired on the vesting of restricted stock units.

F2: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date.