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SCHWAB CHARLES CORP — Director's Dealing 2014
Jul 21, 2014
10451_dirs_2014-07-21_8da44658-0e5b-49d3-b2a0-7c5b420ee1fb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2014-07-17
Reporting Person: SCHWAB CHARLES R (Director, Chairman, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-07-17 | Common Stock | M | 160000.0000 | $23.3295 | Acquired | 1013448.0000 | Direct |
| 2014-07-17 | Common Stock | S | 160000.0000 | $27.1557 | Disposed | 853448.0000 | Direct |
| 2014-07-18 | Common Stock | M | 327466.0000 | $23.3295 | Acquired | 1180914.0000 | Direct |
| 2014-07-18 | Common Stock | S | 327466.0000 | $27.5991 | Disposed | 853448.0000 | Direct |
| 2014-07-18 | Common Stock | G | 56000.0000 | $0.0000 | Disposed | 797448.0000 | Direct |
| 2014-07-18 | Common Stock | G | 74000.0000 | $0.0000 | Disposed | 115053962.0000 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-07-17 | Nonqualified Stock Option (right to buy) | $23.3295 | M | 160000.0000 | Disposed | 2014-11-01 | Common Stock (160000.0000) | Direct |
| 2014-07-18 | Nonqualified Stock Option (right to buy) | $23.3295 | M | 327466.0000 | Disposed | 2014-11-01 | Common Stock (327466.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 44025.0000 | Indirect |
| Common Stock | 38137941.0000 | Indirect |
| Common Stock | 5316215.3300 | Indirect |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $27.02 to $27.25. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: This transaction was executed in multiple trades at prices ranging from $27.19 to $27.83. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.