AI assistant
SCHWAB CHARLES CORP — Director's Dealing 2014
Jul 24, 2014
10451_dirs_2014-07-24_d5988f50-b38a-4e72-acb1-9271ffab7dfc.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2014-07-22
Reporting Person: SCHWAB CHARLES R (Director, Chairman, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-07-22 | Common Stock | S | 160000.0000 | $27.5964 | Disposed | 114893962.0000 | Indirect |
| 2014-07-23 | Common Stock | S | 280000.0000 | $27.5460 | Disposed | 114613962.0000 | Indirect |
| 2014-07-24 | Common Stock | S | 280000.0000 | $27.7289 | Disposed | 114333962.0000 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 797448.0000 | Direct |
| Common Stock | 44025.0000 | Indirect |
| Common Stock | 38137941.0000 | Indirect |
| Common Stock | 5316215.3300 | Indirect |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $27.525 to $27.74. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: This transaction was executed in multiple trades at prices ranging from $27.40 to $27.62. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $27.51 to $27.86. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.