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SCHWAB CHARLES CORP — Director's Dealing 2013
Feb 11, 2013
10451_dirs_2013-02-11_983a5959-67c7-4d26-85c4-dde70c80197c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2013-02-07
Reporting Person: Clendening John S (EVP - Investor Services)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-02-07 | Common Stock | M | 39333.0000 | $13.1185 | Acquired | 82631.0000 | Indirect |
| 2013-02-07 | Common Stock | S | 39333.0000 | $16.8820 | Disposed | 43298.0000 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-02-07 | Incentive Stock Option (right to buy) | $13.1185 | M | 26222.0000 | Disposed | 2014-01-20 | Common Stock (26222.0000) | Direct |
| 2013-02-07 | Nonqualified Stock Option (right to buy) | $13.1185 | M | 13111.0000 | Disposed | 2014-01-20 | Common Stock (13111.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 275.0000 | Direct |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 5, 2013.
F2: This transaction was executed in multiple trades at prices ranging from $16.86 to $16.92. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
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