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SCHWAB CHARLES CORP — Director's Dealing 2013
May 31, 2013
10451_dirs_2013-05-31_3bf657ae-f108-47f5-bea9-37a06990373e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2013-05-29
Reporting Person: McCool James D (EVP - Client Solutions)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-05-29 | Common Stock | M | 35436.0000 | $18.2915 | Acquired | 133867.3761 | Direct |
| 2013-05-29 | Common Stock | S | 35436.0000 | $19.8756 | Disposed | 98431.3761 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-05-29 | Nonqualified Stock Option (right to buy) | $18.2915 | M | 35436.0000 | Disposed | 2013-10-30 | Common Stock (35436.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 29087.7030 | Indirect |
| Common Stock | 5221.5620 | Indirect |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $19.85 to $19.895. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
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