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SCHWAB CHARLES CORP — Director's Dealing 2013
Apr 3, 2013
10451_dirs_2013-04-03_08749e10-5ca8-44b2-8bb4-55cbb9c1dd27.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2013-04-01
Reporting Person: WILSON ROBERT N (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-04-02 | Common Stock | M | 5244.0000 | $9.3145 | Acquired | 119936.0000 | Direct |
| 2013-04-02 | Common Stock | M | 5244.0000 | $8.4660 | Acquired | 125180.0000 | Direct |
| 2013-04-02 | Common Stock | F | 5408.0000 | $17.2400 | Disposed | 119772.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-04-01 | Restricted Stock Units | $ | A | 828.0000 | Acquired | Common Stock (828.0000) | Direct | |
| 2013-04-02 | Nonqualified Stock Option (right to buy) | $8.4660 | M | 5244.0000 | Disposed | 2013-05-09 | Common Stock (5244.0000) | Direct |
| 2013-04-02 | Nonqualified Stock Option (right to buy) | $9.3145 | M | 5244.0000 | Disposed | 2013-05-15 | Common Stock (5244.0000) | Direct |
Footnotes
F1: Each restricted stock unit represents a right to receive one share of company stock.
F2: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.
F3: The restricted stock units are fully vested, are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors.
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