AI assistant
Sending…
SCHWAB CHARLES CORP — Director's Dealing 2013
Nov 19, 2013
10451_dirs_2013-11-19_f83935e1-2a3c-4007-ba3a-2cabf49b4387.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2013-11-18
Reporting Person: Clark Bernard J. (EVP - Advisor Services)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-18 | Common Stock | M | 23499.0000 | $11.7500 | Acquired | 104323.8215 | Indirect |
| 2013-11-18 | Common Stock | M | 12500.0000 | $12.6600 | Acquired | 116823.8215 | Indirect |
| 2013-11-18 | Common Stock | M | 11096.0000 | $12.4500 | Acquired | 127919.8215 | Indirect |
| 2013-11-18 | Common Stock | S | 6126.0000 | $24.5077 | Disposed | 121793.8215 | Indirect |
| 2013-11-18 | Common Stock | S | 47095.0000 | $24.5135 | Disposed | 74698.8215 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-11-18 | Nonqualified Stock Option (right to buy) | $12.6600 | M | 12500.0000 | Disposed | 2019-02-17 | Common Stock (12500.0000) | Direct |
| 2013-11-18 | Nonqualified Stock Option (right to buy) | $12.4500 | M | 11096.0000 | Disposed | 2022-08-01 | Common Stock (11096.0000) | Direct |
| 2013-11-18 | Nonqualified Stock Option (right to buy) | $11.7500 | M | 23499.0000 | Disposed | 2021-11-01 | Common Stock (23499.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5647.0000 | Direct |
| Common Stock | 3327.3590 | Indirect |
| Common Stock | 596.1420 | Indirect |
Footnotes
F1: The transactions were executed in multiple trades at prices ranging from $24.495 to $24.54. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
More from SCHWAB CHARLES CORP
Share Issue/Capital Change
2026
Jun 1
Declaration of Voting Results & Voting Rights Announcements
2026
May 22
Capital/Financing Update
2026
May 21
Capital/Financing Update
2026
May 20
Capital/Financing Update
2026
May 18
Capital/Financing Update
2026
May 18
Interim / Quarterly Report
2026
May 8
Major Shareholding Notification
2026
Apr 29
Capital/Financing Update
2026
Apr 22
Capital/Financing Update
2026
Apr 22