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SCHWAB CHARLES CORP — Director's Dealing 2013
Jul 23, 2013
10451_dirs_2013-07-23_b7b6d9c5-20f1-4281-88bd-760322fa2ee0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2013-07-19
Reporting Person: Gill George A. (EVP - Investor Services)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-07-19 | Common Stock | M | 9450.0000 | $19.4234 | Acquired | 60075.0000 | Direct |
| 2013-07-19 | Common Stock | M | 955.0000 | $18.3430 | Acquired | 61030.0000 | Direct |
| 2013-07-19 | Common Stock | S | 955.0000 | $21.6995 | Disposed | 60075.0000 | Direct |
| 2013-07-19 | Common Stock | S | 9450.0000 | $21.6995 | Disposed | 50625.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-07-19 | Nonqualified Stock Option (right to buy) | $18.3430 | S | 955.0000 | Disposed | 2014-02-01 | Common Stock (955.0000) | Direct |
| 2013-07-19 | Nonqualified Stock Option (right to buy) | $19.4234 | S | 9450.0000 | Disposed | 2013-12-12 | Common Stock (9450.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1892.1070 | Indirect |
| Common Stock | 2115.0000 | Indirect |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $21.68 to $21.72. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
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