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SCHWAB CHARLES CORP Director's Dealing 2013

Nov 5, 2013

10451_dirs_2013-11-05_ddcd485e-a9f6-4342-92f2-a50adca20685.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2013-11-01

Reporting Person: Clark Bernard J. (EVP - Advisor Services)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-11-01 Common Stock A 5386.0000 $0.0000 Acquired 80084.8215 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-11-01 Nonqualified Stock Option (right to buy) $23.1200 A 30020.0000 Acquired 2023-11-01 Common Stock (30020.0000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 5647.0000 Direct
Common Stock 3327.3590 Indirect
Common Stock 596.1420 Indirect

Footnotes

F1: Shares acquired on the vesting of restricted stock units.

F2: The reported holding represents grants of restricted stock units, which were granted under the company's 2004 Stock Incentive Plan and vest 25% on each of the first, second, third and fourth anniversary of the grant date.

F3: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date.