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SCHWAB CHARLES CORP — Director's Dealing 2013
Nov 25, 2013
10451_dirs_2013-11-25_f83f35e0-3e7c-4619-bc62-e320dfd7762f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2013-11-22
Reporting Person: Bettinger Walter W (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-22 | Common Stock | M | 348190.0000 | $23.3295 | Acquired | 923569.8859 | Direct |
| 2013-11-22 | Common Stock | S | 348190.0000 | $24.8269 | Disposed | 575379.8859 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-11-22 | Nonqualified Stock Option (right to buy) | $23.3295 | M | 348190.0000 | Disposed | 2014-11-01 | Common Stock (348190.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5803.4490 | Indirect |
| Common Stock | 1277.0000 | Indirect |
| Common Stock | 2211.5061 | Indirect |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $24.80 to $24.97. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
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