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SCHWAB CHARLES CORP — Director's Dealing 2013
Aug 5, 2013
10451_dirs_2013-08-05_dca6130f-e8de-4f05-97d6-a5756b08aa26.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2013-08-01
Reporting Person: Clendening John S (EVP - Investor Services)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-08-01 | Common Stock | M | 60000.0000 | $19.3600 | Acquired | 109595.0000 | Indirect |
| 2013-08-01 | Common Stock | S | 60000.0000 | $22.7307 | Disposed | 49595.0000 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-08-01 | Nonqualified Stock Option (right to buy) | $22.6700 | A | 38820.0000 | Acquired | 2023-08-01 | Common Stock (38820.0000) | Direct |
| 2013-08-01 | Nonqualified Stock Option (right to buy) | $19.3600 | M | 60000.0000 | Disposed | 2018-11-03 | Common Stock (60000.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 275.0000 | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $22.70 to $22.76. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date.