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SCHWAB CHARLES CORP Director's Dealing 2013

Aug 15, 2013

10451_dirs_2013-08-15_a0ee6b7f-4fd2-406a-b127-d1f4d9d772f1.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2013-08-13

Reporting Person: McCool James D (EVP - Client Solutions)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-08-13 Common Stock M 19582.0000 $12.4500 Acquired 118013.3761 Direct
2013-08-13 Common Stock M 19352.0000 $11.7500 Acquired 137365.3761 Direct
2013-08-13 Common Stock M 17266.0000 $15.0500 Acquired 154631.3761 Direct
2013-08-13 Common Stock M 15496.0000 $13.9100 Acquired 170127.3761 Direct
2013-08-13 Common Stock M 15467.0000 $15.4300 Acquired 185594.3761 Direct
2013-08-13 Common Stock S 87163.0000 $22.3164 Disposed 98431.3761 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-08-13 Nonqualified Stock Option (right to buy) $13.9100 M 15496.0000 Disposed 2022-03-01 Common Stock (15496.0000) Direct
2013-08-13 Nonqualified Stock Option (right to buy) $15.0500 M 17266.0000 Disposed 2021-08-01 Common Stock (17266.0000) Direct
2013-08-13 Nonqualified Stock Option (right to buy) $12.4500 M 19582.0000 Disposed 2022-08-01 Common Stock (19582.0000) Direct
2013-08-13 Nonqualified Stock Option (right to buy) $15.4300 M 15467.0000 Disposed 2020-11-01 Common Stock (15467.0000) Direct
2013-08-13 Nonqualified Stock Option (right to buy) $11.7500 M 19352.0000 Disposed 2021-11-01 Common Stock (19352.0000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 29087.7030 Indirect
Common Stock 5221.5620 Indirect

Footnotes

F1: This transaction was executed in multiple trades at prices ranging from $22.19 to $22.37. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.