AI assistant
Sending…
SCHWAB CHARLES CORP — Director's Dealing 2013
Aug 15, 2013
10451_dirs_2013-08-15_a0ee6b7f-4fd2-406a-b127-d1f4d9d772f1.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2013-08-13
Reporting Person: McCool James D (EVP - Client Solutions)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-08-13 | Common Stock | M | 19582.0000 | $12.4500 | Acquired | 118013.3761 | Direct |
| 2013-08-13 | Common Stock | M | 19352.0000 | $11.7500 | Acquired | 137365.3761 | Direct |
| 2013-08-13 | Common Stock | M | 17266.0000 | $15.0500 | Acquired | 154631.3761 | Direct |
| 2013-08-13 | Common Stock | M | 15496.0000 | $13.9100 | Acquired | 170127.3761 | Direct |
| 2013-08-13 | Common Stock | M | 15467.0000 | $15.4300 | Acquired | 185594.3761 | Direct |
| 2013-08-13 | Common Stock | S | 87163.0000 | $22.3164 | Disposed | 98431.3761 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-08-13 | Nonqualified Stock Option (right to buy) | $13.9100 | M | 15496.0000 | Disposed | 2022-03-01 | Common Stock (15496.0000) | Direct |
| 2013-08-13 | Nonqualified Stock Option (right to buy) | $15.0500 | M | 17266.0000 | Disposed | 2021-08-01 | Common Stock (17266.0000) | Direct |
| 2013-08-13 | Nonqualified Stock Option (right to buy) | $12.4500 | M | 19582.0000 | Disposed | 2022-08-01 | Common Stock (19582.0000) | Direct |
| 2013-08-13 | Nonqualified Stock Option (right to buy) | $15.4300 | M | 15467.0000 | Disposed | 2020-11-01 | Common Stock (15467.0000) | Direct |
| 2013-08-13 | Nonqualified Stock Option (right to buy) | $11.7500 | M | 19352.0000 | Disposed | 2021-11-01 | Common Stock (19352.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 29087.7030 | Indirect |
| Common Stock | 5221.5620 | Indirect |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $22.19 to $22.37. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
More from SCHWAB CHARLES CORP
Share Issue/Capital Change
2026
Jun 1
Declaration of Voting Results & Voting Rights Announcements
2026
May 22
Capital/Financing Update
2026
May 21
Capital/Financing Update
2026
May 20
Capital/Financing Update
2026
May 18
Capital/Financing Update
2026
May 18
Interim / Quarterly Report
2026
May 8
Major Shareholding Notification
2026
Apr 29
Capital/Financing Update
2026
Apr 22
Capital/Financing Update
2026
Apr 22