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SCHWAB CHARLES CORP — Director's Dealing 2013
Jul 26, 2013
10451_dirs_2013-07-26_1a0b3df5-0911-48ae-b8c1-b693a855a800.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2013-07-24
Reporting Person: Bettinger Walter W (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-07-24 | Common Stock | M | 1048900.0000 | $18.6481 | Acquired | 1589545.8859 | Direct |
| 2013-07-24 | Common Stock | S | 1048900.0000 | $22.1561 | Disposed | 540645.8859 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-07-24 | Nonqualified Stock Option (right to buy) | $18.6481 | M | 1048900.0000 | Disposed | 2014-02-20 | Common Stock (1048900.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5803.4490 | Indirect |
| Common Stock | 1277.0000 | Indirect |
| Common Stock | 2211.5061 | Indirect |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $22.00 to $22.56. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
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