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SCHWAB CHARLES CORP Director's Dealing 2013

Dec 4, 2013

10451_dirs_2013-12-04_88485b9f-c54c-4ea4-a98b-6758b3a44a49.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2013-12-02

Reporting Person: Allen Jay L (EVP - Human Resources)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-12-02 Common Stock M 81947.0000 $19.3600 Acquired 98422.6945 Indirect
2013-12-02 Common Stock M 79067.0000 $17.3800 Acquired 177489.6945 Indirect
2013-12-02 Common Stock M 26049.0000 $22.6500 Acquired 203538.6945 Indirect
2013-12-02 Common Stock M 21067.0000 $18.2500 Acquired 224605.6945 Indirect
2013-12-02 Common Stock M 4700.0000 $18.6600 Acquired 229305.6945 Indirect
2013-12-02 Common Stock M 1100.0000 $23.3295 Acquired 230405.6945 Indirect
2013-12-02 Common Stock S 6030.0000 $24.9090 Disposed 224375.6945 Indirect
2013-12-02 Common Stock S 213930.0000 $24.9265 Disposed 10445.6945 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-12-02 Nonqualified Stock Option (right to buy) $18.2500 M 21067.0000 Disposed 2020-03-01 Common Stock (21067.0000) Direct
2013-12-02 Nonqualified Stock Option (right to buy) $18.6600 M 4700.0000 Disposed 2021-03-01 Common Stock (4700.0000) Direct
2013-12-02 Nonqualified Stock Option (right to buy) $23.3295 M 1100.0000 Disposed 2014-11-01 Common Stock (1100.0000) Direct
2013-12-02 Nonqualified Stock Option (right to buy) $22.6500 M 26049.0000 Disposed 2014-11-01 Common Stock (26049.0000) Direct
2013-12-02 Nonqualified Stock Option (right to buy) $17.3800 M 79067.0000 Disposed 2019-11-02 Common Stock (79067.0000) Direct
2013-12-02 Nonqualified Stock Option (right to buy) $19.3600 M 81947.0000 Disposed 2018-11-03 Common Stock (81947.0000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1462.0000 Indirect

Footnotes

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 7, 2013.

F2: This transaction was executed in multiple trades at prices ranging from $24.57 to $25.13. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.