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SCHWAB CHARLES CORP — Director's Dealing 2013
Sep 5, 2013
10451_dirs_2013-09-05_9a57d933-b7d7-4e5b-87c0-6387fa59171b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2013-09-04
Reporting Person: BUTCHER C PRESTON (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-09-04 | Common Stock | M | 4608.0000 | $11.4882 | Acquired | 975933.4280 | Indirect |
| 2013-09-04 | Common Stock | M | 2682.0000 | $12.6704 | Acquired | 978615.4280 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-09-04 | Nonqualified Stock Option (right to buy) | $11.4882 | M | 4608.0000 | Disposed | 2014-01-05 | Common Stock (4608.0000) | Direct |
| 2013-09-04 | Nonqualified Stock Option (right to buy) | $12.6704 | M | 2682.0000 | Disposed | 2013-10-07 | Common Stock (2682.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 7342.0000 | Direct |
| Common Stock | 308990.9020 | Indirect |
Footnotes
F1: Includes 6,750 shares held by the reporting person that were inadvertently omitted from his trust holdings.
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