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SCHWAB CHARLES CORP — Director's Dealing 2013
Dec 13, 2013
10451_dirs_2013-12-13_8a85b755-7aa3-4f78-a48e-d2d0aeb74f13.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2013-12-11
Reporting Person: Allen Jay L (EVP - Human Resources)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-12-11 | Common Stock | M | 7813.0000 | $23.3295 | Acquired | 15279.6945 | Indirect |
| 2013-12-11 | Common Stock | S | 7813.0000 | $25.0994 | Disposed | 7466.6945 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-12-11 | Nonqualified Stock Option (right to buy) | $23.3295 | M | 7813.0000 | Disposed | 2014-11-01 | Common Stock (7813.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1462.0000 | Indirect |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 7, 2013.
F2: This transaction was executed in multiple trades at prices ranging from $25.09 to $25.125. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
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