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SCHWAB CHARLES CORP — Director's Dealing 2013
May 22, 2013
10451_dirs_2013-05-22_e50849c1-192c-4d0f-8076-cf254a2b8a01.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2013-05-20
Reporting Person: WALTHER ROGER O (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-05-20 | Common Stock | A | 3642.0000 | $0.0000 | Acquired | 19478.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-05-20 | Nonqualified Stock Option (right to buy) | $19.2100 | A | 14345.0000 | Acquired | 2023-05-20 | Common Stock (14345.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 31772.2472 | Indirect |
| Common Stock | 251143.7811 | Indirect |
Footnotes
F1: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.
F2: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.
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