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SCHWAB CHARLES CORP — Director's Dealing 2013
Jun 4, 2013
10451_dirs_2013-06-04_7248dad9-9afa-4e79-b948-2fd170a0395d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2013-05-31
Reporting Person: Clark Bernard J. (EVP - Advisor Services)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-05-31 | Common Stock | M | 25986.0000 | $18.2915 | Acquired | 99811.8215 | Indirect |
| 2013-05-31 | Common Stock | S | 25986.0000 | $20.2128 | Disposed | 73825.8215 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-05-31 | Nonqualified Stock Option (right to buy) | $18.2915 | M | 25986.0000 | Disposed | 2013-10-30 | Common Stock (25986.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5647.0000 | Direct |
| Common Stock | 3327.3590 | Indirect |
| Common Stock | 596.1420 | Indirect |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $20.04 to $20.38. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
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