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SCHWAB CHARLES CORP — Director's Dealing 2013
Oct 18, 2013
10451_dirs_2013-10-18_1531db53-179a-4925-a793-9db46fbb7dba.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2013-10-16
Reporting Person: MARTINETTO JOSEPH R (EVP and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-10-16 | Common Stock | M | 34972.0000 | $23.6449 | Acquired | 109587.0000 | Direct |
| 2013-10-16 | Common Stock | S | 34972.0000 | $23.6449 | Disposed | 74615.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-10-16 | Nonqualified Stock Option (right to buy) | $19.9924 | M | 34972.0000 | Disposed | 2014-05-18 | Common Stock (34972.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 596.1430 | Indirect |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $23.55 to $23.77. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
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