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SCHWAB CHARLES CORP — Director's Dealing 2013
Dec 9, 2013
10451_dirs_2013-12-09_c4608fb4-88ff-48ce-a607-5c8ff5249ef0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2013-12-06
Reporting Person: Allen Jay L (EVP - Human Resources)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-12-06 | Common Stock | M | 500.0000 | $18.6600 | Acquired | 10945.6945 | Indirect |
| 2013-12-06 | Common Stock | S | 500.0000 | $24.9700 | Disposed | 10445.6945 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-12-06 | Nonqualified Stock Option (right to buy) | $18.6600 | M | 500.0000 | Disposed | 2021-03-01 | Common Stock (500.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1462.0000 | Indirect |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 7, 2013.
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