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SCHWAB CHARLES CORP — Director's Dealing 2012
Oct 31, 2012
10451_dirs_2012-10-31_30c8018c-2bfb-4b44-a88b-0093ef2a37c5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2012-10-31
Reporting Person: SCHWAB CHARLES R (Director, Chairman, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-10-30 | Common Stock | G | 20960.0000 | $0.0000 | Disposed | 125849852.0000 | Indirect |
| 2012-10-30 | Common Stock | G | 206440.0000 | $0.0000 | Disposed | 125643412.0000 | Indirect |
| 2012-10-31 | Common Stock | S | 1250000.0000 | $13.4998 | Disposed | 124393412.0000 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4413233.0000 | Direct |
| Common Stock | 44025.0000 | Indirect |
| Common Stock | 38537941.0000 | Indirect |
| Common Stock | 6091465.3300 | Indirect |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $13.38 to $13.5875. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
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