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SCHWAB CHARLES CORP — Director's Dealing 2012
Mar 21, 2012
10451_dirs_2012-03-21_4eb27c1e-11ec-4c4a-8be1-3acac378be95.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2012-03-14
Reporting Person: Gill George A. (EVP - Investor Services)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 33617.0000 | Direct |
| Common Stock | 1852.0770 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Nonqualified Stock Option (right to buy) | $9.2573 | 2012-11-08 | Common Stock (7866.0000) | Direct | |
| Nonqualified Stock Option (right to buy) | $11.7500 | 2021-11-01 | Common Stock (41470.0000) | Direct | |
| Nonqualified Stock Option (right to buy) | $12.6600 | 2019-02-17 | Common Stock (12500.0000) | Direct | |
| Nonqualified Stock Option (right to buy) | $13.9100 | 2022-03-01 | Common Stock (51653.0000) | Direct | |
| Nonqualified Stock Option (right to buy) | $15.0500 | 2021-08-01 | Common Stock (36998.0000) | Direct | |
| Nonqualified Stock Option (right to buy) | $15.4300 | 2020-11-01 | Common Stock (46402.0000) | Direct | |
| Nonqualified Stock Option (right to buy) | $17.3800 | 2019-11-02 | Common Stock (22139.0000) | Direct | |
| Nonqualified Stock Option (right to buy) | $17.5000 | 2021-01-03 | Common Stock (31363.0000) | Direct | |
| Nonqualified Stock Option (right to buy) | $18.3430 | 2014-02-01 | Common Stock (955.0000) | Direct | |
| Nonqualified Stock Option (right to buy) | $18.6600 | 2021-03-01 | Common Stock (31703.0000) | Direct | |
| Nonqualified Stock Option (right to buy) | $19.3600 | 2018-11-03 | Common Stock (24008.0000) | Direct | |
| Nonqualified Stock Option (right to buy) | $19.4234 | 2013-12-12 | Common Stock (9450.0000) | Direct | |
| Nonqualified Stock Option (right to buy) | $23.3295 | 2014-11-01 | Common Stock (20892.0000) | Direct |
Footnotes
F1: The option was granted under the company's 1992 Stock Incentive Plan and vested 25% on each of the second and third anniverary of the grant date and 50% on the fourth anniversary of the grant date.
F2: The option was granted under the company's 2004 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date.
F3: The option was granted under the company's 2004 Stock Incentive Plan and vested in four equal annual installments beginning on the first anniversary of the grant date.