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SCHWAB CHARLES CORP — Director's Dealing 2012
Mar 21, 2012
10451_dirs_2012-03-21_a1ad6ad6-7eab-47fc-85f6-d72bb1b8e3db.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2012-03-19
Reporting Person: Clendening John S (EVP-Shared Strategic Services)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-03-19 | Common Stock | M | 57614.0000 | $14.5859 | Acquired | 92527.0000 | Indirect |
| 2012-03-19 | Common Stock | S | 57614.0000 | $15.5074 | Disposed | 34913.0000 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-03-19 | Nonqualified Stock Option (right to buy) | $14.5859 | M | 57614.0000 | Disposed | 2012-09-07 | Common Stock (57614.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3145.0000 | Direct |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 29, 2012.
F2: This transaction was executed in multiple trades at prices ranging from $15.50 to $15.52. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.