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SCHWAB CHARLES CORP — Director's Dealing 2012
Feb 6, 2012
10451_dirs_2012-02-06_4c6ee5f5-3c5f-4991-81c9-fb1716370c67.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2012-02-03
Reporting Person: Brigeman Benjamin L (EVP - Investor Services)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-02-03 | Common Stock | M | 16782.0000 | $9.2573 | Acquired | 105180.8700 | Indirect |
| 2012-02-03 | Common Stock | M | 14677.0000 | $12.4988 | Acquired | 119857.8700 | Indirect |
| 2012-02-03 | Common Stock | S | 14677.0000 | $12.7500 | Disposed | 105180.8700 | Indirect |
| 2012-02-03 | Common Stock | S | 16782.0000 | $12.7501 | Disposed | 88398.8700 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-02-03 | Nonqualified Stock Option (right to buy) | $12.4988 | M | 14677.0000 | Disposed | 2012-02-27 | Common Stock (14677.0000) | Direct |
| 2012-02-03 | Nonqualified Stock Option (right to buy) | $9.2573 | M | 16782.0000 | Disposed | 2012-11-08 | Common Stock (16782.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5955.5080 | Direct |
| Common Stock | 1722.1560 | Indirect |
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