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SCHWAB CHARLES CORP — Director's Dealing 2012
Feb 6, 2012
10451_dirs_2012-02-06_842e0c4b-a7f4-4994-9e6b-dd48a9cc462c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2012-02-03
Reporting Person: Bettinger Walter W (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-02-03 | Common Stock | M | 39200.0000 | $12.4988 | Acquired | 476692.8859 | Direct |
| 2012-02-03 | Common Stock | M | 31467.0000 | $9.2573 | Acquired | 508159.8859 | Direct |
| 2012-02-03 | Common Stock | M | 7999.0000 | $12.4988 | Acquired | 516158.8859 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-02-03 | Incentive Stock Option (right to buy) | $12.4988 | M | 7999.0000 | Disposed | 2012-02-27 | Common Stock (7999.0000) | Direct |
| 2012-02-03 | Nonqualified Stock Option (right to buy) | $12.4988 | M | 39200.0000 | Disposed | 2012-02-27 | Common Stock (39200.0000) | Direct |
| 2012-02-03 | Nonqualified Stock Option (right to buy) | $9.2573 | M | 31467.0000 | Disposed | 2012-11-08 | Common Stock (31467.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5693.2930 | Indirect |
| Common Stock | 1277.0000 | Indirect |
| Common Stock | 2163.9278 | Indirect |
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