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SCHWAB CHARLES CORP — Director's Dealing 2012
Aug 20, 2012
10451_dirs_2012-08-20_350991a3-b77f-4622-a8d4-3da1eb671403.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2012-08-16
Reporting Person: SCHWAB CHARLES R (Director, Chairman, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-08-16 | Common Stock | S | 200000.0000 | $13.2894 | Disposed | 127170812.0000 | Indirect |
| 2012-08-17 | Common Stock | S | 800000.0000 | $13.2359 | Disposed | 126370812.0000 | Indirect |
| 2012-08-20 | Common Stock | S | 500000.0000 | $13.1304 | Disposed | 125870812.0000 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4413233.0000 | Direct |
| Common Stock | 44025.0000 | Indirect |
| Common Stock | 38537941.0000 | Indirect |
| Common Stock | 6091465.3300 | Indirect |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $13.28 to $13.315. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: This transaction was executed in multiple trades at prices ranging from $13.18 to $13.34. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $12.99 to $13.24. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.