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SCHWAB CHARLES CORP — Director's Dealing 2012
Nov 14, 2012
10451_dirs_2012-11-14_9bca3a7f-8a3b-45a6-a694-7e1ffec5c799.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2012-11-12
Reporting Person: SCHWAB CHARLES R (Director, Chairman, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-11-12 | Common Stock | S | 500000.0000 | $12.9632 | Disposed | 3431381.0000 | Direct |
| 2012-11-13 | Common Stock | S | 500000.0000 | $12.8467 | Disposed | 2931381.0000 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 44025.0000 | Indirect |
| Common Stock | 38537941.0000 | Indirect |
| Common Stock | 5986465.3300 | Indirect |
| Common Stock | 122643412.0000 | Indirect |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $12.885 to $13.07. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: This transaction was executed in multiple trades at prices ranging from $12.70 to $12.98. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.