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SCHWAB CHARLES CORP — Director's Dealing 2012
Sep 4, 2012
10451_dirs_2012-09-04_00fc8225-ced3-4b40-a31e-31f43a57a46d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2012-08-31
Reporting Person: HERRINGER FRANK C (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-08-31 | Common Stock | M | 3542.0000 | $8.5614 | Acquired | 87538.0000 | Indirect |
| 2012-08-31 | Common Stock | F | 2251.0000 | $13.4700 | Disposed | 85287.0000 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-08-31 | Nonqualified Stock Option (right to buy) | $8.5614 | M | 3542.0000 | Disposed | 2012-10-01 | Common Stock (3542.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 7661.0000 | Direct |
| Common Stock | 50625.0000 | Indirect |
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