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CERUS CORP — Director's Dealing 2017
Jun 13, 2017
33349_dirs_2017-06-12_a6df5599-d896-4709-a680-9e7c8361a33d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CERUS CORP (CERS)
CIK: 0001020214
Period of Report: 2017-06-06
Reporting Person: COZADD BRUCE C (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-06-06 | Common Stock | M | 10133 | — | Acquired | 18921 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-06-06 | Restricted Stock Unit | $ | M | 10133 | Disposed | Common Stock (10133) | Direct | |
| 2017-06-07 | Option Right to Buy | $2.61 | A | 38005 | Acquired | 2027-06-06 | Common Stock (38005) | Direct |
| 2017-06-07 | Restricted Stock Unit | $ | A | 15853 | Acquired | Common Stock (15853) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock.
F2: This restricted stock unit vested on the day prior to the 2017 Annual Meeting of Stockholders.
F3: Not applicable.
F4: The option shall vest in twelve (12) equal monthly installments on each monthly anniversary of the transaction date with the final vesting date being the earlier of (a) one year from the date of grant, or (b) the day prior to the 2018 Annual Meeting of Stockholders.
F5: The restricted stock unit shall vest on the earlier of (a) one year from the date of grant, or (b) the day prior to the 2018 Annual Meeting of Stockholders.