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CERUS CORP — Director's Dealing 2016
Oct 3, 2016
33349_dirs_2016-10-03_387ba6d9-2a20-45b2-a359-44cc4126d18c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CERUS CORP (CERS)
CIK: 0001020214
Period of Report: 2016-09-30
Reporting Person: Greenman William Mariner (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-09-30 | Common Stock | M | 55000 | $5.55 | Acquired | 298283 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-09-30 | Option (Right to Buy) | $5.55 | M | 55000 | Disposed | 2016-10-01 | Common Stock (55000) | Direct |
Footnotes
F1: Includes shares purchased pursuant to a qualified Employee Stock Purchase Plan on 2/27/2015 of 3,352 shares, on 8/31/2015 of 3,245 shares, on 2/29/2016 of 5,486 shares and on 8/31/2016 of 105 shares. Also includes 21,800 shares purchased on 11/10/2014 and reported on a Form 4 filed on 11/12/2014.
F2: One eighth (1/8th) of the shares subject to the Option vested six (6) months after the grant date, and one forty-eighth (1/48th) of the shares subject to the Option vested on the first day of each month thereafter.
F3: Not applicable.