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CERUS CORP Director's Dealing 2016

Oct 3, 2016

33349_dirs_2016-10-03_387ba6d9-2a20-45b2-a359-44cc4126d18c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CERUS CORP (CERS)
CIK: 0001020214
Period of Report: 2016-09-30

Reporting Person: Greenman William Mariner (Director, President and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-09-30 Common Stock M 55000 $5.55 Acquired 298283 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-09-30 Option (Right to Buy) $5.55 M 55000 Disposed 2016-10-01 Common Stock (55000) Direct

Footnotes

F1: Includes shares purchased pursuant to a qualified Employee Stock Purchase Plan on 2/27/2015 of 3,352 shares, on 8/31/2015 of 3,245 shares, on 2/29/2016 of 5,486 shares and on 8/31/2016 of 105 shares. Also includes 21,800 shares purchased on 11/10/2014 and reported on a Form 4 filed on 11/12/2014.

F2: One eighth (1/8th) of the shares subject to the Option vested six (6) months after the grant date, and one forty-eighth (1/48th) of the shares subject to the Option vested on the first day of each month thereafter.

F3: Not applicable.