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CERUS CORP — Director's Dealing 2016
Oct 25, 2016
33349_dirs_2016-10-25_23d33a02-ea61-4d13-939e-478c3c668964.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: CERUS CORP (CERS)
CIK: 0001020214
Period of Report: 2016-10-19
Reporting Person: Jayaraman Vivek K (Chief Commercial Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| No securities are beneficially owned. | 0 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option (Right to Buy) | $6.36 | 2026-08-31 | Common Stock (250000) | Direct | |
| Restricted Stock Units | $ | Common Stock (75000) | Direct |
Footnotes
F1: One eighth (1/8th) of the shares subject to the Option shall vest six (6) months after August 29, 2016 and one forty-eighth (1/48th) of the shares subject to the Option shall vest on each monthly anniversary of the vesting commencement date thereafter.
F2: The restricted stock unit vests in four equal annual installments, with the first installment vesting on August 29, 2017.
F3: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock.
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