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CENTRUS ENERGY CORP — Director's Dealing 2021
Jun 29, 2021
30949_dirs_2021-06-29_301933aa-6b3a-45fc-bc33-a4da3ed14033.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CENTRUS ENERGY CORP (LEU)
CIK: 0001065059
Period of Report: 2021-06-28
Reporting Person: PONEMAN DANIEL B (President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-28 | Class A Common Stock | M | 12000 | $4.37 | Acquired | 75434 | Direct |
| 2021-06-28 | Class A Common Stock | S | 11976 | $25.9056 | Disposed | 63458 | Direct |
| 2021-06-28 | Class A Common Stock | S | 24 | $26.62 | Disposed | 63434 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-06-28 | Employee Stock Option (right to buy) | $4.37 | M | 12000 | Acquired | 2025-03-06 | Class A Common Stock (12000) | Direct |
Footnotes
F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person on November 27, 2020, in accordance with Rule 10B5-1 of the Securities and Exchange Act of 1934, as amended.
F2: This transaction was executed in multiple trades at prices ranging from $25.50 to $26.38? the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, Centrus Energy Corp., or a security holder of Centrus Energy Corp.
F3: Stock options vest in four equal annual installments beginning on March 5, 2016.