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CENTERPOINT ENERGY INC — Director's Dealing 2021
May 13, 2021
30204_dirs_2021-05-13_454e9fbc-83f9-435a-93ab-b8fc2b86d64e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CENTERPOINT ENERGY INC (CNP)
CIK: 0001130310
Period of Report: 2021-05-13
Reporting Person: LESAR DAVID J (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-13 | Common Stock | P | 50000 | $23.58 | Acquired | 329722 | Direct |
Footnotes
F1: Includes (i) 17,298 time-based restricted stock units ("RSUs") awarded under Issuer's Long-term Incentive Plan ("Plan") and vesting in July 2021, (ii) 17,298 RSUs awarded under Plan and vesting in July 2022, and (iii) 17,298 RSUs awarded under Plan and vesting in July 2023. Reporting Person ("R.P.") must remain an employee thru vesting dates. Also includes 109,289 RSUs awarded under Plan and vesting (a) in July 2023 if R.P. remains an employee thru vesting date; (b) upon earlier disability or death; or (c) on a pro-rata basis upon earlier retirement unless full vesting conditions satisfied. Also includes 93,119 RSUs awarded under Plan and vesting (i) in February 2024 if R.P. remains an employee thru vesting date, (ii) upon earlier disability or death, or (iii) on a pro-rata basis upon earlier retirement unless full vesting conditions satisfied; provided, vesting is conditioned on positive operating income in last full year of restricted period except in case of death or disability.