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CEMTREX INC Director's Dealing 2017

Mar 6, 2017

34786_dirs_2017-03-06_77deee52-8baf-4c9b-9a8a-2153c9c03f43.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CEMTREX INC (CETX)
CIK: 0001435064
Period of Report: 2013-02-28

Reporting Person: GOVIL SAAGAR (Chairman, CEO and President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-02-28 Common Stock P 1667 $0.77 Acquired 1339555 Direct
2014-06-25 Common Stock P 350 $5.96 Acquired 1339905 Direct
2015-04-07 Common Stock P 17 $2.85 Acquired 1339922 Direct
2015-05-12 Common Stock P 50 $3.90 Acquired 1339972 Direct
2017-02-27 Common Stock P 1000 $3.80 Acquired 1340972 Direct
2017-02-28 Common Stock P 1000 $3.71 Acquired 1341.972 Direct
2017-02-28 Common Stock P 3000 $3.72 Acquired 1344972 Direct
2017-02-28 Common Stock P 1000 $3.70 Acquired 1345972 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-02-12 Common Stock Options $1.70 A 200000 Acquired 2022-02-12 Common Stock (200000) Direct
2016-12-05 Common Stock Options $4.24 A 200000 Acquired 2022-12-05 Common Stock (200000) Direct

Footnotes

F1: Options vest 50% one year from date of grant and remaining 50% two years from date of grant.

F2: On April 15, 2015 a 6 for 1 reverse stock split was made effective for Cemtrex, Inc. common stock. All share amounts and per share pricing have been adjusted to reflect this reverse stock split.