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CECO ENVIRONMENTAL CORP — Director's Dealing 2017
May 16, 2017
31783_dirs_2017-05-16_587aa1d0-726c-4bbd-a2cd-f8d7f9240c86.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: CECO ENVIRONMENTAL CORP (CECE)
CIK: 0000003197
Period of Report: 2017-05-16
Reporting Person: Gohr Paul M (Chief Accounting Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5000 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $ | 2024-10-01 | Common Stock (2500) | Direct | |
| Stock Option (right to buy) | $ | 2025-09-04 | Common Stock (4000) | Direct |
Footnotes
F1: Represents Restricted Stock Units ("RSUs"). Each RSU represents the right to receive one share of CECO Environmental Corp. common stock.
F2: These options vest in five equal installments on the anniversary date of the grant, commencing October 1, 2015. These options were awarded at a strike price of $13.08 per share on October 1, 2014.
F3: These options vest in four equal installments on the anniversary date of the grant, commencing September 4, 2016. These options were awarded at a strike price of $9.44 per share on September 4, 2015.