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CECO ENVIRONMENTAL CORP — Director's Dealing 2016
Dec 23, 2016
31783_dirs_2016-12-23_ecfd958f-c5d0-4606-8318-43423a90e534.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CECO ENVIRONMENTAL CORP (CECE)
CIK: 0000003197
Period of Report: 2016-12-21
Reporting Person: Lang Jeffrey (Director, CEO and President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-12-21 | Common Stock | M | 25000 | $3.78 | Acquired | 171029 | Direct |
| 2016-12-21 | Common Stock | S | 25000 | $14.3877 | Disposed | 146029 | Direct |
| 2016-12-22 | Common Stock | M | 15000 | $3.78 | Acquired | 161029 | Direct |
| 2016-12-22 | Common Stock | S | 15000 | $14.35 | Disposed | 146029 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-12-21 | Stock Option (right to buy) | $3.78 | M | 25000 | Disposed | 2020-02-15 | Common Stock (25000) | Direct |
| 2016-12-22 | Stock Option (right to buy) | $3.78 | M | 15000 | Disposed | 2020-02-15 | Common Stock (15000) | Direct |
Footnotes
F1: Price reflects a weighted average price for multiple transactions that ranged from $14.23 to $14.54 per share. The Reporting Person undertakes to provide, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F2: This option is fully vested.
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