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CECO ENVIRONMENTAL CORP Director's Dealing 2016

Dec 23, 2016

31783_dirs_2016-12-23_ecfd958f-c5d0-4606-8318-43423a90e534.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CECO ENVIRONMENTAL CORP (CECE)
CIK: 0000003197
Period of Report: 2016-12-21

Reporting Person: Lang Jeffrey (Director, CEO and President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-12-21 Common Stock M 25000 $3.78 Acquired 171029 Direct
2016-12-21 Common Stock S 25000 $14.3877 Disposed 146029 Direct
2016-12-22 Common Stock M 15000 $3.78 Acquired 161029 Direct
2016-12-22 Common Stock S 15000 $14.35 Disposed 146029 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-12-21 Stock Option (right to buy) $3.78 M 25000 Disposed 2020-02-15 Common Stock (25000) Direct
2016-12-22 Stock Option (right to buy) $3.78 M 15000 Disposed 2020-02-15 Common Stock (15000) Direct

Footnotes

F1: Price reflects a weighted average price for multiple transactions that ranged from $14.23 to $14.54 per share. The Reporting Person undertakes to provide, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2: This option is fully vested.