CECO ENVIRONMENTAL CORP — Director's Dealing 2015

Dec 7, 2015

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CECO ENVIRONMENTAL CORP (CECE)
CIK: 0000003197
Period of Report: 2015-12-04

Reporting Person: Pollack Jonathan (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2015-12-04	Common Stock	P	7000	$7.7898	Acquired	49500	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	2300	Indirect
Common Stock	9676	Direct

Footnotes

F1: These shares are owned directly by JMP FAM Holdings Inc., and indirectly by Jonathan Pollack. Jonathan Pollack is deemed to control JMP FAM Holdings Inc. because he has sole voting and dispositive power of the shares of common stock of the Issuer owned directly by JMP FAM Holdings Inc.

F2: Prior Section 16 reports had included 42,500 shares that were reported as being both directly and indirectly owned by Jonathan Pollack. Such shares, however, are not owned directly by Jonathan Pollack, but instead are owned only indirectly by Mr. Pollack. See Footnote (1) above.