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CECO ENVIRONMENTAL CORP Director's Dealing 2014

Nov 15, 2014

31783_dirs_2014-11-14_9e4e3d12-0c49-4b47-bd76-53639d784181.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CECO ENVIRONMENTAL CORP (CECE)
CIK: 0000003197
Period of Report: 2014-11-12

Reporting Person: Lang Jeffrey (Director, CEO and President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-11-12 Common Stock M 15000 $3.78 Acquired 15000 Direct
2014-11-12 Common Stock D 15000 $14.7935 Disposed 0 Direct
2014-11-13 Common Stock M 15000 $3.78 Acquired 15000 Direct
2014-11-13 Common Stock D 15000 $14.6848 Disposed 0 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-11-12 Stock Option (right to buy) $3.78 M 15000 Disposed 2020-02-15 Common Stock (15000) Direct
2014-11-13 Stock Option (right to buy) $3.78 M 15000 Disposed 2020-02-15 Common Stock (15000) Direct

Footnotes

F1: Shares are from an option for 600,000 shares, 420,000 of which are vested and 60,000 of which vest on February 1, 2015.