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CBAK Energy Technology, Inc. — Director's Dealing 2015
Jun 22, 2015
34326_dirs_2015-06-22_ef416851-0428-44b5-9b64-6d15d5845bbb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CHINA BAK BATTERY INC (CBAK)
CIK: 0001117171
Period of Report: 2015-06-18
Reporting Person: Li Xiangqian (Director, Chief Executive Officer, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-06-18 | Common Stock | S | 5900 | $3.7131 | Disposed | 3810965 | Direct |
| 2015-06-19 | Common Stock | S | 7100 | $3.5377 | Disposed | 3803865 | Direct |
| 2015-06-22 | Common Stock | S | 2308 | $3.4897 | Disposed | 3801557 | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.70 to $3.73 inclusive. The reporting person undertakes to provide to China BAK Battery, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2) and (3) to this Form 4.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.48 to $3.70, inclusive.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.45 to $3.55, inclusive.