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CATHAY GENERAL BANCORP — Director's Dealing 2025
Apr 4, 2025
31304_dirs_2025-04-03_29a5b235-a1fb-49ed-8076-969acb18aae4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CATHAY GENERAL BANCORP (CATY)
CIK: 0000861842
Period of Report: 2025-04-01
Reporting Person: CHEN HENG W (EVP/CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-04-01 | Common Stock | M | 4788 | — | Acquired | 185276 | Direct |
| 2025-04-01 | Common Stock | F | 1714 | $42.82 | Disposed | 183562 | Direct |
| 2025-04-01 | Common Stock | M | 5904 | — | Acquired | 189466 | Direct |
| 2025-04-01 | Common Stock | F | 2113 | $42.82 | Disposed | 187353 | Direct |
| 2025-04-01 | Common Stock | M | 5742 | — | Acquired | 193095 | Direct |
| 2025-04-01 | Common Stock | F | 2055 | $42.82 | Disposed | 191040 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2025-04-01 | Restricted Stock Units | $ | M | 3463 | Disposed | Common Stock (3463) | Direct | |
| 2025-04-01 | Restricted Stock Units | $ | M | 3558 | Disposed | Common Stock (3558) | Direct | |
| 2025-04-01 | Restricted Stock Units | $ | M | 7117 | Disposed | Common Stock (7117) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 100 | Indirect |
Footnotes
F1: Of the previously reported target award of 3,463 shares of performance-based restricted stock units, 125% of the target award was earned based upon the achievement of certain performance criteria.
F2: Of the previously reported target award of 3,558 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria.
F3: Of the previously reported target award of 7,117 shares of performance-based restricted stock units, 73.938% of the target award was earned based upon the achievement of certain performance criteria.
F4: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on May 26, 2022. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on May 31, 2022.
F5: Performance-based restricted stock units vested on December 31, 2024.