AI assistant
CATHAY GENERAL BANCORP — Director's Dealing 2025
Apr 4, 2025
31304_dirs_2025-04-03_abc9b15f-90b0-4b28-8fcf-02441b78c79a.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CATHAY GENERAL BANCORP (CATY)
CIK: 0000861842
Period of Report: 2025-04-01
Reporting Person: CHENG DUNSON K (Director, Executive Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-04-01 | Common Stock | M | 13383 | — | Acquired | 151740 | Direct |
| 2025-04-01 | Common Stock | F | 3665 | $42.82 | Disposed | 148075 | Direct |
| 2025-04-01 | Common Stock | M | 16501 | — | Acquired | 164576 | Direct |
| 2025-04-01 | Common Stock | F | 4929 | $42.82 | Disposed | 159647 | Direct |
| 2025-04-01 | Common Stock | M | 16048 | — | Acquired | 175695 | Direct |
| 2025-04-01 | Common Stock | F | 4745 | $42.82 | Disposed | 170950 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2025-04-01 | Restricted Stock Units | $ | M | 9678 | Disposed | Common Stock (9678) | Direct | |
| 2025-04-01 | Restricted Stock Units | $ | M | 9944 | Disposed | Common Stock (9944) | Direct | |
| 2025-04-01 | Restricted Stock Units | $ | M | 19889 | Disposed | Common Stock (19889) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 384577 | Indirect |
| Common Stock | 182452 | Indirect |
| Common Stock | 102890 | Indirect |
Footnotes
F1: Of the previously reported target award of 9,678 shares of performance-based restricted stock units, 125% of the target award was earned based upon the achievement of certain performance criteria.
F2: Of the previously reported target award of 9,944 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria.
F3: Of the previously reported target award of 19,889 shares of performance-based restricted stock units, 72.938% of the target award was earned based upon the achievement of certain performance criteria.
F4: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on May 26, 2022. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on May 31, 2022.
F5: Performance-based restricted stock units vested on December 31, 2024.